Pathway III — PIPE Transactions
PIPE Transaction Introductions.
A private investment in public equity — a PIPE — allows a listed company to raise capital by placing newly issued shares with a small number of institutional investors. Wessex acts as an intermediary, introducing companies to prospective investors and facilitating discussions. The issuer, investors and their appointed providers handle the transaction, including issuance, execution and settlement.
Our Role
From objective to investor introduction.
- 01
Objectives
We discuss the company’s capital requirements, proposed instrument and timetable. The company and its appointed advisers determine the structure and any legal or regulatory requirements.
- 02
Investors
We introduce the company to prospective institutional investors — funds, family offices and principal vehicles — whose investment interests may align with the proposed raising.
- 03
Discussions
We facilitate communication as the company and prospective investors consider pricing, allocation and subscription terms. The parties and their advisers negotiate and document any agreement.
- 04
Completion
The issuer, investors and their appointed advisers and providers handle share issuance, admission, execution, settlement and applicable disclosures. Wessex does not execute or settle the transaction.
Who We Introduce
Companies raising, investors allocating.
I
Listed Companies
Exploring private investment to fund growth or acquisitions through introductions to prospective institutional investors.
II
Founders & Boards
Bringing in strategic, long-horizon shareholders who take the company as seriously as its existing holders do.
III
Investors & Funds
Seeking introductions to listed companies considering private capital raisings, with allocation and terms agreed directly with the issuer.
Considering a private placement in your listed shares?
Tell us the amount and the timetable, and we will quietly test the appetite of the institutions we know.